Privacy Policy
Facts
WHAT DOES ASSET ONE Wealth Management, LLC (THE “FIRM”) DO WITH YOUR PERSONAL INFORMATION?
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What?
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
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Social Security number, date of birth, driver’s license, and income
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account balances and assets
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transaction history
How?
All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information, the reasons the Firm chooses to share, and whether you can limit this sharing.
Reasons we can share your personal information
For our everyday business purposes— such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, report to credit bureaus, or explore transactions with other firms
For our marketing purposes— to offer our products and services to you
For joint marketing with other financial companies
For our affiliates’ everyday business purposes— information about your transactions and experiences
For our affiliates’ everyday business purposes— information about your creditworthiness
For our affiliates to market to you
For nonaffiliates to market to you
Does the Firm share?
Yes
Yes
No
Yes
No
Yes
No
Can you limit this sharing?
No
No
No
No
N/A
Yes
N/A
Questions?
Call (425) 504-8200 or go to www.assetone.com.
Who we are
Who is providing this notice? Asset One Wealth Management, LLC
What we do
How does the Firm protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does the Firm collect my personal information?
We collect your personal information, for example, when you:
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open an account
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deposit money
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seek advice about your investments
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enter into an investment advisory contract
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tell us about your investment or retirement portfolio or your earnings
We also collect your personal information from other companies.
Why can’t I limit all sharing?
Federal law gives you the right to limit only:
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sharing for affiliates’ everyday business purposes— information about your creditworthiness
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sharing for affiliates to market to you
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sharing for nonaffiliates to market to you
State laws and individual companies may give you additional rights to limit sharing.
Definitions
Affiliates: Companies related by common ownership and control. They can be financial and nonfinancial companies.
Nonaffiliates: Companies not related by common ownership and control. They can be financial and nonfinancial companies.
Joint marketing: A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
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